Curious about Actual PECB ISO 22301 Lead Auditor Exam Questions?

Correct : A

According to ISO 22301 Lead Auditor objectives and content, workshops are one of the methods that can be used to conduct a business impact analysis (BIA). Workshops bring a group of people together into a discussion, where they can share their knowledge, opinions, and perspectives on the organization's processes, resources, dependencies, and impacts. Workshops can help to identify and prioritize the critical activities and resources that are essential for the continuity of the organization's operations. Workshops can also facilitate the communication and collaboration among different stakeholders, such as process owners, managers, employees, and customers. Workshops can be conducted in various formats, such as face-to-face, online, or hybrid, depending on the availability and preferences of the participants.Workshops should be planned and facilitated by a competent person, who can guide the discussion, ask relevant questions, collect and document the information, and ensure the validity and consistency of the results.Reference: ISO 22301 Auditing eBook, page 381; ISO 22301 Clause 8.2 Business impact analysis and risk assessment2

Correct : A

A documentary review is a type of review that involves examining documents, records, or other forms of evidence related to the audit criteria and objectives. It can often be used as a secondary method to support other forms of information collection methods, such as interviews, observations, or sampling. A documentary review can help to verify the existence, implementation, and effectiveness of the audited processes, activities, or controls.It can also provide useful information about the context, scope, and objectives of the audit, as well as the roles and responsibilities of the auditees and other relevant parties.Reference: ISO 22301 Auditing eBook, page 611; ISO 19011:2018, clause 6.3.22

Correct : B

The draft report is not amended according to the feedback provided by the respondents, but rather according to the audit team leader's judgment and discretion. The feedback from the respondents is only one of the inputs that the audit team leader considers when finalizing the audit report. The audit team leader has the ultimate responsibility and authority to decide on the content and conclusions of the audit report, based on the audit evidence and audit criteria.The audit team leader should ensure that the audit report is accurate, objective, clear, concise, constructive, and timely1.

Correct : D

A control is a measure that is implemented to reduce or eliminate the risk from occurring, or to mitigate the impact of the risk if it occurs. A control can be preventive, corrective, or detective, depending on the stage of the risk management process. A control can also be administrative, technical, or physical, depending on the nature of the risk and the organization. A control can be designed, implemented, monitored, and evaluated based on the risk assessment and the risk treatment plan. A control can be documented in the business continuity policy, objectives, plans, procedures, and other relevant documents. A control can be audited to verify its effectiveness and efficiency in achieving the intended outcomes.Reference:

PECB Certified ISO 22301 Lead Auditor eLearning Training Course1, Module 3: Fundamental principles and concepts of a business continuity management system (BCMS), Lesson 3.2: Business continuity management system (BCMS), Slide 15: Risk management

ISO 22301 Auditing eBook2, Chapter 3: Fundamental principles and concepts of a business continuity management system (BCMS), Section 3.2: Business continuity management system (BCMS), Subsection 3.2.4: Risk management

Correct : D

Reviewing is the stage that helps management to define where focus and resources should be invested. According to ISO 22301, reviewing is the process of evaluating the performance and effectiveness of the business continuity management system (BCMS) and identifying opportunities for improvement. Reviewing can be done through internal audits, management reviews, performance evaluations, and corrective actions.Reviewing can help management to ensure that the BCMS is aligned with the organization's strategic objectives, meets the needs and expectations of interested parties, complies with the applicable requirements, and continually improves its resilience and capability to respond to disruptive incidents.Reference: ISO 22301 Auditing eBook, page 171; ISO 22301:2019, clause 92