Curious about Actual IIA CFSA-IIA (IIA-CFSA) Exam Questions?

Occasionally, a company will issue additional shares of its stocks, called ____________, to raise additional capital.

One fund may invest on mostly established ''blue chip'' (Companies that pay regular dividends). Another fund may invest in newer technology companies that pay no dividends but that may have more potential for growth. These are the examples of:

Investors typically cannot ascertain the exact makeup of a fund's portfolio at any given time, nor can they directly influence which securities the fund manager buys and sells or the timing of those trades. This is because of _______ in mutual funds.

I- A gold producers wants to hedge his losses attributable to a fall in the price of gold for his

current gold inventory.

II- A cattle farmer wants to hedge his exposure to changes in the price of his livestock These are the examples of __________ who need to manage their exposure to fluctuations in the prices of their commodities.

There are different classes of mutual funds. Classes that typically do not have a front-end sales load. Instead they may impose a contingent deferred sales load and a 12b-1 fee (along with other annual expenses) is called: